Licensing & Disclosures

Licensing & Disclosures2020-08-06T14:39:31-07:00

Licensing

We have individuals who are licensed to sell insurance in the following jurisdiction: AL, AR, DC, FL, GA, KY, LA, MD, MN, MS, NY, NC, TN, TX

Walter Grant – AR Insurance License # 0002818499

Ken McClintock – AR Insurance License # 0002838283

We have individuals who are licensed to sell securities* in the following jurisdiction: AL, AR, DC, FL, GA, KY, LA, MD, MN, MS, NY, NC, TN, TX

*Securities offered through LPL Financial, Member FINRA/SIPC.  Investment advice offered through Aegis Retirement Group, a registered investment advisor and separate entity from LPL Financial. SIPC.  (CRD# 10409 / SEC# 8-27250) 6070

5100 Poplar Avenue, Suite 2123 Memphis, TN 38137, 901-258-6703

State of Domicile: TN

 

Disclosures

Walter Grant is a member of Retirement Plan Advisory Group (RPAG). The consulting services described in this website reflect services that I can provide to your company.  This includes, but is not limited to, investment due diligence, RFP and Fee Benchmarking, Fiduciary Education, Participant Education, and Communication services.

An investor should carefully consider the investment objectives, risks, charges and expenses carefully before investing. Go to the investment company’s website for a prospectus that contains this and other information. The prospectus should be read carefully before investing.

Securities offered through LPL Financial, Member FINRA/SIPC.  Investment advice offered through Aegis Retirement Group, a registered investment advisor and separate entity from LPL Financial.

 

About Retirement Plan Advisory Group

Retirement Plan Advisory Group (RPAG) makes available a comprehensive software platform designed specifically for the qualified retirement plan market.  LPL Financial has chosen the RPAG platform as a resource for its Representatives to use in the delivery of services to its qualified retirement plan customers. In its materials RPAG refers to representatives that have licenses as “members”; however, there is no actual affiliation between any LPL Financial representatives  and any other RPAG “members”. You should note that any reference in these materials to the number of advisors/representatives or assets under management is designed only to illustrate the number  and scope of the representatives using the platform.

This website provides an overview of available services using the RPAG platform. The specific services provided will depend on those selected by the plan sponsor and outlined in the LPL advisory agreement.